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New York State Investment Adviser Act (Securities Regulation Law, Article 3)

Description: This act regulates the activities of investment advisers in New York, requiring them to register with the state and adhere to rules and regulations designed to protect investors from fraud and misconduct.

Scope: It covers registration, disclosure, and enforcement measures to ensure that investment advisers act in the best interests of their clients.

Type
Law
JX
New York

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