Description: While not directly related to securities, this law includes protections for employees involved in securities transactions, ensuring there is no discrimination in employment practices related to investment firms and financial institutions.

Scope: It covers employment discrimination in financial firms, creating a level playing field for all workers in the securities industry and ensuring equal opportunities.

Description: California offers a framework for equity crowdfunding under Section 25102.1 of the California Corporations Code, allowing businesses to raise capital through small investments by individuals.

Scope: It governs the raising of funds through online platforms and ensures that investments made by individuals are within safe, regulated environments. It is designed to help small businesses gain capital without the high costs associated with traditional fundraising methods.

Description: This law provides regulations for the sale of corporate securities and the registration of such securities with the state. It also regulates broker-dealers, investment advisers, and the practice of selling or advising on investments.

Scope: It includes guidelines for preventing fraudulent securities transactions, offering transparency, and enforcing the proper conduct of securities professionals.

Description: These laws govern the sale of securities in California and are designed to prevent fraud in the investment market. They are called "Blue Sky" laws because they aim to protect investors from speculative schemes that have no more substance than the blue sky.

Scope: It requires that securities offered or sold in California be registered or qualified for sale, providing additional protection to investors from fraudulent offerings.

Description: This law regulates investment advisers within California. It mandates the registration of investment advisers who solicit clients in the state and imposes a fiduciary duty to act in the best interest of clients.

Scope: This includes registration requirements, disclosure of fees, and providing proper documentation about the adviser's services to ensure transparency and protect investors.

Description: The DFPI regulates financial institutions, including securities broker-dealers, investment advisers, and lenders. It enforces California’s securities laws, investigating complaints and enforcing compliance with state regulations.

Scope: DFPI provides guidance for the legal operation of securities offerings, investment advice, and financial institutions, ensuring consumer protection against fraudulent financial practices.

Description: California's securities laws regulate the offering and sale of securities within the state. It provides a registration requirement for securities offered for sale in California, similar to federal laws but with additional state-specific requirements.

Scope: The law includes rules for the registration of securities, the licensing of broker-dealers, and the regulation of securities offerings to protect investors from fraud.

Regulation of franchise investments to protect franchisees.
Example: California Franchise Investment Law.

State-specific securities laws requiring registration of securities offerings and sales to protect investors from fraud.
Example: California Corporate Securities Law of 1968.