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Florida

Florida Investment Fund Law (Chapter 220, Florida Statutes)

  • Read more about Florida Investment Fund Law (Chapter 220, Florida Statutes)

Description: Florida provides regulatory oversight for investment funds, including venture capital funds, private equity, and hedge funds, ensuring that they comply with state tax laws and investor protection standards.

Scope: It includes regulations on the operation, formation, and taxation of investment funds within the state, with specific attention to managing investor assets and minimizing risk.

Florida Business Corporation Act (Chapter 607, Florida Statutes)

  • Read more about Florida Business Corporation Act (Chapter 607, Florida Statutes)

Description: While not solely focused on investors, this law governs the formation, operation, and governance of corporations in Florida, impacting the creation of businesses that investors may be involved in.

Scope: It provides guidelines for corporate governance, investor rights, and shareholder actions within Florida-based corporations, including provisions for raising capital through stock issuance.

Florida Investment Adviser Act (Chapter 517, Florida Statutes)

  • Read more about Florida Investment Adviser Act (Chapter 517, Florida Statutes)

Description: This law regulates investment advisers operating in Florida, requiring registration with the state and adherence to fiduciary duties, including the obligation to act in the best interest of clients.

Scope: It includes requirements for annual filings, disclosures, and compliance with ethical standards to protect investors from misleading or harmful advice.

Florida Crowdfunding Act (Chapter 517.061, Florida Statutes)

  • Read more about Florida Crowdfunding Act (Chapter 517.061, Florida Statutes)

Description: The Crowdfunding Act allows businesses in Florida to raise capital via equity crowdfunding, providing exemptions for small businesses from federal regulations under certain conditions.

Scope: The law sets guidelines for investment limits, financial disclosure, and platform registration for crowdfunding campaigns, ensuring investor protections while fostering access to capital for startups and small business.

Florida Securities and Investor Protection Act (Chapter 517, Florida Statutes)

  • Read more about Florida Securities and Investor Protection Act (Chapter 517, Florida Statutes)

Description: The Florida Securities and Investor Protection Act regulates the sale of securities in the state to protect investors from fraud and deceptive practices. It requires the registration of securities and brokers, and mandates disclosure of material facts in public offerings.

Scope: The act governs securities sales, provides enforcement mechanisms, and sets penalties for violations. It also grants the state the authority to investigate and prosecute violations.

State-Specific Real Estate Laws

  • Read more about State-Specific Real Estate Laws

Regulate real estate investments, including disclosures, fair housing, and landlord-tenant relations.
Example: Florida Real Estate Commission (FREC) rules.

Florida Office of Financial Regulation

  • Read more about Florida Office of Financial Regulation

Overview:

Regulates financial markets and protects Florida’s investors

Address:

200 E. Gaines Street, Tallahassee, FL 32399

Specific Regulations:

Florida Securities and Investor Protection Act

Resources:

Offers comprehensive investor education resources

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