Collection of black-letter statues, passed by a legislature and signed by the executive.
Description: Requires investment advisers to register with the state, ensuring they act in the best interest of their clients.
Scope: This law mandates transparency, ethical conduct, and proper disclosure by investment advisers, safeguarding investors' interests.
Description: Regulates the sale of business opportunities in Tennessee, ensuring that sellers provide essential disclosures to buyers regarding investment risks and company performance.
Scope: It aims to protect investors by preventing fraudulent business opportunity offers and ensuring full disclosure.
Description: Regulates the sale of securities in Tennessee, requiring registration and disclosure of securities offerings. Aims to protect investors from fraud and misconduct.
Scope: It ensures that securities sold in Tennessee are registered or exempt, promoting transparency and accountability in the securities market.
Description: Requires investment advisers to register with the state and comply with disclosure regulations.
Scope: This law provides a framework to ensure investment advisers act in the best interests of their clients, requiring adherence to ethical and fiduciary standards.
Description: Consolidates and modernizes state securities laws to regulate the issuance and sale of securities within South Dakota.
Scope: Aimed at preventing fraud in securities transactions, the Act requires certain disclosures and the registration of securities, aiming to maintain fair and transparent practices in the securities market.
Description: Regulates the sale of securities in South Dakota, requiring registration and providing a framework for enforcement against fraudulent practices.
Scope: The Act ensures that all securities sold in the state meet registration or exemption criteria and protects investors from deceptive practices. It empowers the South Dakota Division of Securities to investigate and enforce violations.
Description: Requires investment advisers to register with the state and comply with rules that prioritize fiduciary responsibility and transparency in financial dealings.
Scope: Ensures that investment advisers act in the best interest of their clients by adhering to ethical standards and providing full disclosure of their financial advice.
Description: Regulates the sale of securities within South Carolina and ensures investor protection through registration, disclosure, and anti-fraud provisions.
Scope: This Act provides a framework for registering securities and enforcing anti-fraud rules, empowering the South Carolina Securities Division to take legal action against violations.
Description: Regulates the formation and operation of Real Estate Investment Trusts (REITs) in Pennsylvania, providing investor protection measures and disclosure requirements.
Scope: This Act ensures that REITs are subject to state laws designed to protect the interests of shareholders, regulating their formation, management, and investment practices.
Description: Regulates investment advisers in Pennsylvania, requiring them to register with the state and comply with fiduciary duties to clients.
Scope: The Act ensures that investment advisers act ethically and transparently, providing clients with the necessary information to make informed investment decisions.