Description: Requires that investment advisers operating in Missouri be registered with the state, ensuring adherence to ethical practices and protecting investors from conflicts of interest.

Scope: Establishes registration requirements for investment advisers, including mandatory disclosure of business practices, fees, and any conflicts of interest. It also sets guidelines for professional conduct and ensures the regulation of advisory services within the state.

Description: An updated version of the Securities Act that consolidates the rules governing securities transactions in Missouri and enhances investor protection against fraudulent and manipulative practices.

Scope: Includes detailed provisions for investor protection, registration of securities, and regulations for both institutional and individual investors. The act also includes provisions for civil liabilities related to securities fraud.

Description: Regulates the offer, sale, and registration of securities within the state, ensuring that securities transactions are conducted transparently and protecting investors from fraud.

Scope: Establishes registration requirements for securities offerings and securities professionals, including brokers, dealers, and investment advisers. It also sets forth provisions for enforcement and penalties for violations.

Description: Regulates investment advisers in the state to ensure that professionals providing financial advice act in the best interests of their clients, without conflicts of interest.

Scope: Establishes licensing and registration requirements for investment advisers, mandating disclosure of potential conflicts of interest and any material changes to their business practices. This protects investors from exploitation and ensures fair treatment in advisory relationships.

Description: Regulates the offer, sale, and registration of securities within the state to protect investors from fraud and ensure transparency in securities transactions.

Scope: Requires registration for securities offerings, brokers, and dealers. It also establishes guidelines for the enforcement of securities laws and penalties for violations, promoting ethical investment practices and safeguarding against fraudulent schemes.

Description: Regulates investment advisers and firms providing financial advisory services to ensure they act in their clients' best interests, without conflicts of interest or fraudulent practices.

Scope: Requires registration and licensing for investment advisers, providing protection for investors by ensuring advisory services are conducted ethically and transparently. 

Description: Governs the registration and offering of securities within the state. Its purpose is to protect investors from fraud, misrepresentation, and unlawful sales practices in securities transactions.

Scope: The Act regulates the issuance and sale of securities, providing guidelines for issuers, brokers, and investment advisers. It aims to maintain the integrity of Maryland's securities markets and ensure that investors are informed and protected from fraudulent schemes.

Description: While not solely focused on investors, this Act outlines corporate governance standards for companies doing business in Maine, affecting shareholder rights and responsibilities.

Scope: It sets out the rights of investors in relation to corporate governance, covering topics like voting rights, dividend distributions, and board of director structures.

Description: Governs investment advisers and their interactions with clients in Maine. It mandates registration for advisers and sets standards for client interactions and disclosure practices.

Scope: The Act ensures that investment advisers act in their clients’ best interests by avoiding conflicts of interest and providing proper advice tailored to individual investment goals.

Description: Implements uniform standards for securities registration and transactions in Maine to protect investors.

Scope: This act brings Maine's securities laws in line with national standards and sets forth guidelines to detect and prevent securities fraud. It mandates registration for securities and professionals offering investment services, and includes provisions for fraud detection.