Description: Regulates pooled investment funds in Wyoming to ensure compliance with both state and federal laws.

Scope: Deals with compliance and reporting requirements for fund managers and investors.

Description: Facilitates investment crowdfunding by regulating offerings through platforms, ensuring transparency and protection for small investors.

Scope: Allows Wyoming residents to raise capital via crowdfunding platforms with specific limits and investor protections.

Description: Wisconsin law allows businesses to raise capital through crowdfunding platforms while ensuring protection for small investors.

Scope: Includes specific rules for equity crowdfunding, including limits on how much an investor can contribute, and ensures that offerings are disclosed transparently.

Description: Governs the registration and sale of securities in the state, focusing on preventing fraud and ensuring transparency in securities transactions.

Scope: Aims to protect investors by overseeing the practices of securities dealers and brokers and ensuring full and accurate disclosure of all relevant financial information.

Description: Exempts certain securities offerings from registration under federal law, based on the nature of the offering (e.g., private offerings) in South Carolina.

Scope: This exemption enables businesses to raise funds without having to register securities, providing flexibility while ensuring that proper disclosure and investor protections are followed.

Description: Provides guidelines for the establishment and operation of Real Estate Investment Trusts (REITs) in New Jersey, ensuring investor protections are in place.

Scope: This law sets forth the requirements for REITs in New Jersey, including registration, disclosure, and reporting, ensuring transparency and oversight for real estate investments.

Description: Regulates investment advisers in Montana, ensuring they are properly registered and adhere to professional conduct standards to protect the financial interests of investors.

Scope: Requires any individual or firm providing investment advice in exchange for compensation to be registered with the state, and mandates disclosure of potential conflicts of interest and business practices.

Description: Supports the enforcement of Montana Securities Act, focusing on maintaining fair securities markets and safeguarding investors by addressing fraudulent schemes.

Scope: Provides for enforcement of state laws governing securities and investment activities, including the imposition of penalties for violations and the provision of investor protection mechanisms.

Description: Establishes rules for the administration and enforcement of the Mississippi Securities Act, providing additional clarity on the registration requirements and investor protection provisions.

Scope: Ensures that securities offerings comply with state laws, covering aspects such as disclosure requirements, investor rights, and the role of investment advisers. The regulation aims to create a secure investment environment for residents and businesses in Mississippi.

Description: The regulations support the Maryland Securities Act by outlining the specific requirements for registration, reporting, and disclosure by securities issuers and professionals, such as brokers and dealers.

Scope: These regulations offer more detailed guidance on complying with the Securities Act, covering areas such as anti-fraud provisions, disclosures for securities offerings, and enforcement procedures. The regulations ensure that investors are provided with essential information before making investment decisions.