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Arkansas

Arkansas Uniform Securities Act (2009)

  • Read more about Arkansas Uniform Securities Act (2009)

Description: This Act updates the state's securities regulation system to align with national standards, including provisions for securities registration, anti-fraud measures, and enforcement.

Scope: The Uniform Securities Act regulates transactions, protects investors from fraud, and ensures that the securities market operates with transparency and fairness.

Arkansas Investment Adviser Law

  • Read more about Arkansas Investment Adviser Law

Description: Regulates individuals or firms providing investment advice to clients, ensuring they adhere to fiduciary duties and disclose potential conflicts of interest.

Scope: Investment advisers must register with the state, comply with regulatory standards, and act in the best interest of their clients, ensuring fair and transparent dealings in Arkansas's investment environment.

Arkansas Business Corporation Act (1987)

  • Read more about Arkansas Business Corporation Act (1987)

Description: This Act governs the creation, operation, and regulation of business entities in Arkansas, including those related to investor rights and corporate governance.

Scope: The Act provides legal frameworks for corporate structures, governance, and the protection of investors' rights, ensuring that corporations act transparently and in compliance with state regulations.

Arkansas Crowdfunding Exemption (2017)

  • Read more about Arkansas Crowdfunding Exemption (2017)

Description: This exemption allows small businesses to raise capital through crowdfunding platforms while offering a more streamlined process for investors and companies alike.

Scope: This exemption allows businesses in Arkansas to raise up to $1 million annually through crowdfunding, subject to certain disclosure requirements and investment limits to protect investors from risks.

Arkansas Blue Sky Law

  • Read more about Arkansas Blue Sky Law

Description: Arkansas's Blue Sky Law is part of the state’s efforts to regulate securities transactions and protect investors from fraud by requiring the registration of certain securities offerings.

Scope: This law applies to the sale of securities in the state and requires that investment advisers, broker-dealers, and certain securities offerings be registered and disclose information to investors to prevent misleading or fraudulent conduct.

Arkansas Securities Act (1949)

  • Read more about Arkansas Securities Act (1949)

Description: This act provides a regulatory framework for securities transactions within Arkansas, designed to protect investors from fraudulent activities and ensure transparency in securities offerings.

Scope: It mandates the registration of securities, broker-dealers, and investment advisers, as well as disclosures necessary to ensure that investors have accurate and comprehensive information before making investment decisions. The Act also includes provisions for anti-fraud enforcement.

Arkansas Securities Department

  • Read more about Arkansas Securities Department

Overview:

Protects Arkansas investors and regulates securities industry.

Address:

1 Commerce Way, Suite 402, Little Rock, AR 72202

Specific Regulations:

Arkansas Securities Act

Resources:

Workshops and fraud prevention tips

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