Description: Provides a more comprehensive approach to securities regulation, aligning with national standards to protect investors and ensure transparency.

Scope: It includes provisions for the registration of securities, the regulation of broker-dealers, and anti-fraud measures. It also provides for administrative enforcement and penalties for violations.

Description: Regulates investment advisers in Connecticut, requiring registration with the state and adherence to fiduciary duties to protect clients’ interests.

Scope: Investment advisers in Connecticut must meet regulatory requirements, including registration, regular disclosures, and conflict-of-interest management, ensuring that advice given to investors is fair, transparent, and in the best interest of clients.

Description: Governs the formation, operation, and regulation of corporations in Connecticut, including rules about investor rights, corporate governance, and business practices.

Scope: This Act establishes the legal framework for forming and managing corporations in Connecticut, ensuring investors' rights are safeguarded and providing guidelines for the conduct of businesses.

Description: Provides an exemption for small businesses in Connecticut raising capital through crowdfunding, allowing for a streamlined process without the need for full securities registration.

Scope: Under this exemption, Connecticut businesses can raise up to $1 million in equity or debt offerings, with specific disclosure requirements and investor protections to prevent fraud.

Description: Connecticut’s Blue Sky laws provide a framework to protect investors from fraudulent securities practices by ensuring proper registration and disclosure of investment opportunities.

Scope: These laws apply to securities offerings within Connecticut, including requirements for registration and disclosure of pertinent financial information. It regulates investment advisers, brokers, and dealers operating within the state.

Description: Regulates the sale of securities in Connecticut, with a primary focus on protecting investors from fraud and ensuring transparency.

Scope: This Act mandates the registration of securities, brokers, and dealers. It also requires disclosures and enforces anti-fraud provisions, aiming to maintain market integrity and protect investors.