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Georgia

Georgia Business Corporation Code (2015)

  • Read more about Georgia Business Corporation Code (2015)

Description: This law governs the incorporation and management of businesses in Georgia, including regulations related to shareholder rights, mergers, and corporate governance.

Scope: It ensures that businesses comply with corporate governance practices, provides rules for shareholder protection, and outlines the responsibilities of directors to protect investors and promote fair corporate management.

Georgia Investment Adviser Act

  • Read more about Georgia Investment Adviser Act

Description: This act requires that investment advisers operating in Georgia be registered and comply with specific rules and standards.

Scope: It ensures that advisers follow fiduciary duties, disclose conflicts of interest, and maintain ethical conduct to safeguard investors. The law aims to protect investors by ensuring transparency and accountability in the financial advisory industry.

Georgia Crowdfunding Exemption (2016)

  • Read more about Georgia Crowdfunding Exemption (2016)

Description: This law provides a framework for Georgia-based businesses to raise capital through crowdfunding, allowing small businesses to access funding from local investors.

Scope: It allows companies to raise up to $1 million in capital through crowdfunding platforms and establishes caps on individual investments to ensure investor protection.

Georgia Blue Sky Laws

  • Read more about Georgia Blue Sky Laws

Description: The Georgia Blue Sky Laws govern the sale and offer of securities in Georgia, ensuring they are fair and free from fraud.

Scope: These laws require that securities offered for sale be registered, unless an exemption applies, and regulates the conduct of brokers and dealers. The goal is to protect investors by preventing deceptive practices in the securities market.

Georgia Securities Act of 1973

  • Read more about Georgia Securities Act of 1973

Description: This act regulates the issuance and sale of securities in Georgia to prevent fraud and protect investors.

Scope: It requires securities to be registered unless exempt, establishes rules for brokers and dealers, and provides civil liabilities for fraud. It also oversees the regulation of investment advisers and ensures transparency in securities transactions within the state.

Georgia Secretary of State - Securities Division

  • Read more about Georgia Secretary of State - Securities Division

Overview:

Oversees Georgia’s securities laws and protects investors

Address:

214 State Capitol Atlanta, Georgia 30334

Specific Regulations:

Georgia Securities Act

Resources:

Investor education resources on protecting against fraud

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