Description: Regulates the conduct of investment advisers in Indiana, requiring them to act in the best interests of their clients and to disclose certain conflicts of interest.

Scope: Investment advisers in Indiana must register with the state, comply with fiduciary duties, and provide clear disclosures about their fees, services, and any conflicts of interest. The law aims to ensure that investors receive sound, transparent advice.

Description: Regulates the creation and operation of corporations in Indiana, including the issuance of shares, the rights of shareholders, and the governance of business entities.

Scope: This law provides a framework for businesses and their investors, ensuring that the rights of investors are protected through clear rules about corporate governance, shareholder meetings, voting, and disclosure of material information.

Description: Allows Indiana businesses to raise capital through crowdfunding with fewer regulatory requirements, making it easier for startups to access investor funds.

Scope: The exemption permits businesses to raise up to $1 million from Indiana residents without the full registration requirements typically associated with securities offerings, though certain conditions regarding the amounts invested by individuals apply.

Description: A uniform law adopted to regulate securities transactions, ensuring a consistent framework for investor protection and fraud prevention in the state.

Scope: This law applies to the registration of securities and the regulation of broker-dealers, investment advisers, and their representatives. It also provides provisions for investigating securities fraud and prosecuting violations, focusing on maintaining a fair investment environment.

Description: This act governs the sale of securities within Indiana, ensuring transparency and protecting investors from fraud in securities transactions.

Scope: It mandates the registration of securities, brokers, and dealers operating within the state. It also sets requirements for disclosures to investors and establishes enforcement mechanisms for violations. The aim is to foster a fair and informed market for both investors and investees.