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Kansas

Kansas Consumer Protection Act (2002)

  • Read more about Kansas Consumer Protection Act (2002)

Description: Provides regulations for consumer protection, including deceptive trade practices, fraud, and investor protection in relation to securities.

Scope: Although primarily focused on consumer protection, this act also extends to investors by protecting them from deceptive and fraudulent practices, ensuring that businesses do not mislead or take advantage of investors.

Kansas Business Entity Formation Act (2007)

  • Read more about Kansas Business Entity Formation Act (2007)

Description: Focuses on the formation of business entities, including corporations, limited liability companies (LLCs), and partnerships in Kansas.

Scope: The act provides guidance on how to form and govern these entities, offering a clear structure for shareholders, investors, and business owners regarding their rights, duties, and responsibilities.

Kansas Investment Adviser Act (2004)

  • Read more about Kansas Investment Adviser Act (2004)

Description: Regulates investment advisers and ensures they provide fair, transparent services to clients in Kansas.

Scope: This law requires advisers to register with the state and provides guidelines for the conduct of advisers, including transparency, client disclosures, and conflict of interest management.

Kansas Crowdfunding Exemption (2015)

  • Read more about Kansas Crowdfunding Exemption (2015)

Description: Allows small businesses to raise funds through crowdfunding with fewer regulatory burdens.

Scope: This law provides an exemption from traditional securities registration requirements, allowing Kansas-based startups and small businesses to raise capital from Kansas residents. There are limits on the amount that can be raised and the contribution of individual investors.

Kansas Uniform Securities Act (1986)

  • Read more about Kansas Uniform Securities Act (1986)

Description: Adopts a uniform standard for securities regulation across the United States, enhancing investor protection and ensuring compliance across various jurisdictions.

Scope: Regulates the offering and sale of securities, provides a basis for criminal penalties for violations, and mandates registration and disclosure requirements for broker-dealers and investment advisers.

Kansas Securities Act (1953)

  • Read more about Kansas Securities Act (1953)

Description: Governs the registration of securities and the conduct of brokers, dealers, and investment advisers in Kansas.

Scope: This act requires that securities be registered before being sold in the state. It also mandates disclosure of material information by issuers and ensures investors are protected from fraud. It applies to both state-based transactions and offers.

Kansas Securities Commissioner

  • Read more about Kansas Securities Commissioner

Overview:

Enforces securities laws to protect investors in Kansas

Address:

1300 SW Arrowhead Road, Topeka, KS 66604

Specific Regulations:

Kansas Securities Act

Resources:

Investor education on safeguarding investments

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