Description: Provides a pathway for local businesses and startups to raise funds through crowdfunding, with exemptions from some securities registration requirements, provided they meet certain conditions.

Scope: The rules specify the amount of capital that can be raised and the maximum investment allowed per individual, as well as other criteria aimed at protecting investors while encouraging small business growth within Mississippi.

Description: Regulates investment advisers in the state to ensure that professionals providing financial advice act in the best interests of their clients, without conflicts of interest.

Scope: Establishes licensing and registration requirements for investment advisers, mandating disclosure of potential conflicts of interest and any material changes to their business practices. This protects investors from exploitation and ensures fair treatment in advisory relationships.

Description: Establishes rules for the administration and enforcement of the Mississippi Securities Act, providing additional clarity on the registration requirements and investor protection provisions.

Scope: Ensures that securities offerings comply with state laws, covering aspects such as disclosure requirements, investor rights, and the role of investment advisers. The regulation aims to create a secure investment environment for residents and businesses in Mississippi.

Description: Regulates the offer, sale, and registration of securities within the state to protect investors from fraud and ensure transparency in securities transactions.

Scope: Requires registration for securities offerings, brokers, and dealers. It also establishes guidelines for the enforcement of securities laws and penalties for violations, promoting ethical investment practices and safeguarding against fraudulent schemes.