Skip to main content
loading
Home

Main navigation

  • About
    • Help Wanted
  • News
  • Search
  • Blog
  • Resources
  • Legal Resources

Montana

Montana Investment Adviser Registration (2000)

  • Read more about Montana Investment Adviser Registration (2000)

Description: Regulates investment advisers in Montana, ensuring they are properly registered and adhere to professional conduct standards to protect the financial interests of investors.

Scope: Requires any individual or firm providing investment advice in exchange for compensation to be registered with the state, and mandates disclosure of potential conflicts of interest and business practices.

Montana Crowdfunding Exemption (2017)

  • Read more about Montana Crowdfunding Exemption (2017)

Description: Allows small businesses and startups in Montana to raise funds through crowdfunding platforms, bypassing traditional securities registration requirements, with certain investor protections in place.

Scope: Aimed at helping local entrepreneurs raise capital from Montana residents, with strict guidelines on the amount of funds that can be raised, and limits on individual investments to minimize risk.

Montana Securities Regulation

  • Read more about Montana Securities Regulation

Description: Supports the enforcement of Montana Securities Act, focusing on maintaining fair securities markets and safeguarding investors by addressing fraudulent schemes.

Scope: Provides for enforcement of state laws governing securities and investment activities, including the imposition of penalties for violations and the provision of investor protection mechanisms.

Montana Securities Act (1985)

  • Read more about Montana Securities Act (1985)

Description: Regulates the registration, offer, and sale of securities within Montana to protect investors from fraudulent practices. Ensures that securities transactions are conducted legally and transparently.

Scope: Requires securities to be registered or exempted before they can be offered or sold in Montana. It also oversees brokers, dealers, and investment advisers operating in the state.

Montana State Auditor's Office - Securities Division

  • Read more about Montana State Auditor's Office - Securities Division

Overview:

Enforces securities laws to protect investors in Montana

Address:

840 Helena Avenue, Helena, MT 59601

Specific Regulations:

Montana Securities Act

Resources:

Investor education materials on safe investment practices

Subscribe to Montana

JOIN ACCREDITED CHAT TODAY


Join today and for the first time in your investor life you'll have access to other accredited investors like you. This peer-to-peer platform will be useful when evaluating new opportunities, studying Raw Deals, and sharing experiences. 

Sign Up

If you're an accredited investor by SEC standards, you are at the door of the first peer-to-peer discussion platform for people just like you. Please look over the rules, too. 

Footer menu

  • Contact
  • Terms & Conditions
  • Privacy
  • Search

Login

  • Login
  • Register
© 2025 Accredited Chat, All rights reserved. Underwritten by Lloyd's of London. US Patent Pending.
Powered by Drupal