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Nevada

Nevada State Bank Regulation (NRS 657)

  • Read more about Nevada State Bank Regulation (NRS 657)

Description: Nevada regulates banking institutions that provide financial services to investors and businesses.

Scope: This regulation ensures the financial institutions in Nevada operate under safe and sound banking practices, protecting investors' funds and promoting financial stability in the state.

Nevada Business Corporation Act (NRS 78.010 to 78.750)

  • Read more about Nevada Business Corporation Act (NRS 78.010 to 78.750)

Description: This act governs the formation and operation of corporations in Nevada, ensuring proper governance, investor protections, and business regulations.

Scope: The law outlines the rights of shareholders, corporate officers, and directors. It includes provisions to protect investors from unethical business practices and requires companies to maintain transparency and accountability in their operations.

Nevada Investment Advisers Act (NRS 675)

  • Read more about Nevada Investment Advisers Act (NRS 675)

Description: This act regulates investment advisers in Nevada, establishing standards of conduct and requiring the registration of investment advisers with the state.

Scope: Investment advisers are required to meet certain qualifications, provide fiduciary duties to clients, and avoid conflicts of interest. The act ensures transparency and ethical conduct among investment professionals.

Nevada Crowdfunding Exemption (NRS 90.490)

  • Read more about Nevada Crowdfunding Exemption (NRS 90.490)

Description: Nevada allows businesses to raise capital through crowdfunding, providing a mechanism for small businesses to obtain funding from local investors.

Scope: The exemption applies to securities offerings up to $1 million, similar to federal rules. Nevada’s crowdfunding laws are designed to facilitate investment in early-stage companies while ensuring investor protections are in place.

Nevada Blue Sky Laws

  • Read more about Nevada Blue Sky Laws

Description: Nevada’s Blue Sky laws are aimed at preventing fraud in the sale of securities and protecting investors from unethical practices.

Scope: Securities must be registered with the Nevada Secretary of State unless a valid exemption applies. The laws also regulate the conduct of broker-dealers and investment advisers operating in the state.

Nevada Securities Act (NRS 90.151 to 90.990)

  • Read more about Nevada Securities Act (NRS 90.151 to 90.990)

Description: The Nevada Securities Act governs the sale and regulation of securities in Nevada, ensuring that transactions are conducted fairly and protecting investors from fraud.

Scope: This act requires securities to be registered with the state unless exempt and regulates broker-dealers and investment advisers. It provides penalties for fraudulent activities and mandates disclosure to protect investors.

Nevada Secretary of State - Securities Division

  • Read more about Nevada Secretary of State - Securities Division

Overview:

Regulates securities and investment activities to protect investors in Nevada

Address:

101 North Carson Street, Suite 3, Carson City, NV 89701

Specific Regulations:

Nevada Securities Act

Resources:

Investor education on avoiding scams

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