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Oklahoma

Oklahoma Real Estate Securities Law

  • Read more about Oklahoma Real Estate Securities Law

Description: Regulates real estate securities in Oklahoma, ensuring compliance with state laws and protecting investors from potential fraud in real estate investment opportunities.

Scope: The law covers the registration of securities related to real estate transactions and provides guidelines to ensure investors are protected from misleading or fraudulent claims in real estate markets.

Oklahoma Investment Adviser Act (1997)

  • Read more about Oklahoma Investment Adviser Act (1997)

Description: Regulates the activities of investment advisers in Oklahoma. It requires advisers to register with the state and adhere to fiduciary duties to act in the best interests of their clients.

Scope: The Act governs the operations of investment advisers, ensuring that they maintain high standards of conduct and provide transparent advice to investors.

Oklahoma Crowdfunding Exemption (2017)

  • Read more about Oklahoma Crowdfunding Exemption (2017)

Description: Allows small businesses and startups in Oklahoma to raise capital through crowdfunding, with limits on the amount of money that can be raised and the amount an investor can contribute.

Scope: This exemption facilitates easier access to capital for emerging businesses while ensuring that investors are protected by limiting their financial exposure.

Oklahoma Uniform Securities Act (2004)

  • Read more about Oklahoma Uniform Securities Act (2004)

Description: Provides the legal framework for regulating securities transactions and investment advisers in Oklahoma. This law aims to protect investors by prohibiting deceptive and unfair practices in the securities markets.

Scope: The Act requires securities offerings to be registered unless an exemption applies, and includes provisions related to investor protection, such as rules against fraud and misrepresentation.

Oklahoma Securities Act (1911)

  • Read more about Oklahoma Securities Act (1911)

Description: Governs the regulation of securities and the protection of investors in Oklahoma. The Act includes provisions for securities registration, fraud prevention, and licensing of brokers.

Scope: It ensures that securities transactions within the state are conducted transparently and lawfully, protecting investors from fraudulent practices. It also provides for the registration of securities offerings and establishes penalties for violations.

Oklahoma Department of Securities

  • Read more about Oklahoma Department of Securities

Overview:

Protects investors by enforcing Oklahoma’s securities laws

Address:

204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102

Specific Regulations:

Oklahoma Securities Act

Resources:

Investor education materials, fraud prevention tips

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