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South Carolina

South Carolina Investment Adviser Act

  • Read more about South Carolina Investment Adviser Act

Description: Requires investment advisers to register with the state and comply with rules that prioritize fiduciary responsibility and transparency in financial dealings.

Scope: Ensures that investment advisers act in the best interest of their clients by adhering to ethical standards and providing full disclosure of their financial advice.

South Carolina Regulation D Exemption

  • Read more about South Carolina Regulation D Exemption

Description: Exempts certain securities offerings from registration under federal law, based on the nature of the offering (e.g., private offerings) in South Carolina.

Scope: This exemption enables businesses to raise funds without having to register securities, providing flexibility while ensuring that proper disclosure and investor protections are followed.

South Carolina Crowdfunding Exemption (2017)

  • Read more about South Carolina Crowdfunding Exemption (2017)

Description: Enables South Carolina businesses to raise funds through crowdfunding with specific regulations and investor protection measures, such as limits on investments.

Scope: Allows smaller businesses to access capital from investors while providing protections like investor caps, disclosure rules, and safeguards against fraudulent schemes.

South Carolina Uniform Securities Act (2005)

  • Read more about South Carolina Uniform Securities Act (2005)

Description: Regulates the sale of securities within South Carolina and ensures investor protection through registration, disclosure, and anti-fraud provisions.

Scope: This Act provides a framework for registering securities and enforcing anti-fraud rules, empowering the South Carolina Securities Division to take legal action against violations.

South Carolina Securities Division

  • Read more about South Carolina Securities Division

Overview:

Regulates securities and protects investors in South Carolina

Address:

1000 Assembly Street, Room 519, Columbia, S.C. 29201

Specific Regulations:

South Carolina Securities Act

Resources:

Investor protection materials, alerts, education resources

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