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Tennessee

Tennessee Franchise Act (1995)

  • Read more about Tennessee Franchise Act (1995)

Description: Regulates the sale of franchises within the state, ensuring franchisors provide potential franchisees with accurate and complete information regarding the franchise opportunity.

Scope: The Act aims to protect franchisees by ensuring that they are well-informed before making investment decisions.

Tennessee Investment Adviser Act (1980)

  • Read more about Tennessee Investment Adviser Act (1980)

Description: Requires investment advisers to register with the state, ensuring they act in the best interest of their clients.

Scope: This law mandates transparency, ethical conduct, and proper disclosure by investment advisers, safeguarding investors' interests.

Tennessee Business Opportunity Act (1995)

  • Read more about Tennessee Business Opportunity Act (1995)

Description: Regulates the sale of business opportunities in Tennessee, ensuring that sellers provide essential disclosures to buyers regarding investment risks and company performance.

Scope: It aims to protect investors by preventing fraudulent business opportunity offers and ensuring full disclosure.

Tennessee Crowdfunding Exemption (2016)

  • Read more about Tennessee Crowdfunding Exemption (2016)

Description: Allows small businesses to raise capital through crowdfunding, exempting them from the usual registration requirements if certain conditions are met.

Scope: This exemption provides small businesses access to capital while protecting investors with limits on individual investments and disclosures.

Tennessee Securities Act (1955)

  • Read more about Tennessee Securities Act (1955)

Description: Regulates the sale of securities in Tennessee, requiring registration and disclosure of securities offerings. Aims to protect investors from fraud and misconduct.

Scope: It ensures that securities sold in Tennessee are registered or exempt, promoting transparency and accountability in the securities market.

Tennessee Department of Commerce & Insurance, Securities Division

  • Read more about Tennessee Department of Commerce & Insurance, Securities Division

Overview:

Regulates Tennessee’s securities industry and protects investors

Address:

500 James Robertson Parkway, Nashville, TN 37243

Specific Regulations:

Tennessee Securities Act

Resources:

Investor education materials, scam alerts

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