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Texas

State Investment Advisor Regulations

  • Read more about State Investment Advisor Regulations

Requirements for investment advisors to register and comply with fiduciary standards at the state level.
Example: Texas State Securities Board regulations.

Texas State Securities Board

  • Read more about Texas State Securities Board

Overview:

Enforces Texas securities laws to safeguard investors

Address:

208 E. 10th Street, Austin, TX 78701

Specific Regulations:

Texas Securities Act

Resources:

Investor protection guides, fraud prevention resources

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