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Utah

Utah Investment Adviser Act

  • Read more about Utah Investment Adviser Act

Description: Regulates the conduct of investment advisers in Utah, requiring them to be registered and act in the best interests of their clients. It includes ethical standards and full disclosure.

Scope: Protects investors by ensuring that investment advisers adhere to ethical guidelines and disclose conflicts of interest, promoting transparency and trust.

Utah Franchise Law

  • Read more about Utah Franchise Law

Description: Regulates the sale of franchises in Utah, including requirements for franchisors to provide detailed information about their operations to potential franchisees, protecting investors.

Scope: This law is designed to provide transparency and safeguard franchisees by ensuring that they are fully informed before committing to investment in a franchise.

Utah Uniform Securities Act

  • Read more about Utah Uniform Securities Act

Description: A part of the Utah Securities Act, it provides a consistent legal framework for securities transactions within the state, offering protection from fraud and misrepresentation.

Scope: The Uniform Securities Act enforces the regulation of investment offerings and secures investor rights, ensuring that transactions are conducted transparently.

Utah Crowdfunding Exemption

  • Read more about Utah Crowdfunding Exemption

Description: Allows small businesses to raise capital through crowdfunding, while providing protections for investors such as investment limits and transparency in the offering process.

Scope: This exemption encourages startups and small businesses to access capital, ensuring that all parties are protected through proper disclosure and limitations on investment amounts.

Utah Securities Act

  • Read more about Utah Securities Act

Description: Regulates the sale and offer of securities within Utah, including registration requirements, anti-fraud provisions, and regulations designed to ensure investor protection and transparency.

Scope: This act covers the registration of securities and mandates full disclosure to investors to prevent deceptive practices in securities transactions.

Utah Division of Securities

  • Read more about Utah Division of Securities

Overview:

Regulates securities activities in Utah to protect investors

Address:

160 East 300 South, Salt Lake City, UT 84111

Specific Regulations:

Utah Uniform Securities Act

Resources:

Investor resources, alerts, and education programs

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