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Virginia

Virginia Uniform Securities Act

  • Read more about Virginia Uniform Securities Act

Description: A section of the Virginia Securities Act that aims to create consistency in securities regulations, following national standards and allowing the state to enforce its laws effectively.

Scope: It provides comprehensive investor protection through registration and compliance requirements for both public and private securities transactions, enforcing transparency and fair practices.

Virginia Investment Adviser Act

  • Read more about Virginia Investment Adviser Act

Description: Regulates investment advisers within the state to ensure they act in the best interest of their clients. It requires registration and compliance with ethical standards and disclosure requirements.

Scope: This law protects investors by requiring investment advisers to act in good faith, ensuring full disclosure and ethical behavior.

Virginia Business Opportunity Act

  • Read more about Virginia Business Opportunity Act

Description: Regulates the sale of business opportunities and franchises in Virginia to prevent fraud and protect investors involved in the purchase of such opportunities.

Scope: Protects potential investors from unscrupulous practices in the sale of business opportunities and franchise offerings, ensuring that all necessary disclosures are made.

Virginia Crowdfunding Exemption

  • Read more about Virginia Crowdfunding Exemption

Description: Allows small businesses in Virginia to raise capital through crowdfunding, subject to limits on investment amounts and requirements for transparency and investor protection.

Scope: The law is designed to encourage investment in startups and small businesses, while ensuring that investors are well-informed and that companies comply with appropriate regulatory standards.

Virginia Securities Act

  • Read more about Virginia Securities Act

Description: Regulates the offer and sale of securities in Virginia, requiring registration, providing anti-fraud provisions, and protecting investors through clear disclosures and transparency.

Scope: This law ensures that companies must meet disclosure requirements and protect investors from misleading information or fraudulent activities during securities transactions.

Virginia State Corporation Commission, Division of Securities and Retail Franchising

  • Read more about Virginia State Corporation Commission, Division of Securities and Retail Franchising

Overview:

Regulates securities, franchises, and retail in Virginia to protect investors

Address:

1300 E. Main Street, Richmond, VA 23219

Specific Regulations:

Virginia Securities Act

Resources:

Investor education, alerts, and resources

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