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West Virginia

West Virginia Securities Regulation

  • Read more about West Virginia Securities Regulation

Description: Governs the registration and sale of securities in the state, focusing on preventing fraud and ensuring transparency in securities transactions.

Scope: Aims to protect investors by overseeing the practices of securities dealers and brokers and ensuring full and accurate disclosure of all relevant financial information.

West Virginia Small Business Investment Incentive Act

  • Read more about West Virginia Small Business Investment Incentive Act

Description: Offers tax credits and other incentives to individuals who invest in qualified small businesses and venture capital initiatives.

Scope: Encourages investment in startups and small businesses, offering incentives like tax breaks to attract venture capital into the state’s growing industries.

West Virginia Crowdfunding Act

  • Read more about West Virginia Crowdfunding Act

Description: Allows businesses to raise capital via crowdfunding while ensuring that investors are protected through transparent and accountable fundraising practices.

Scope: This law provides rules and guidelines for equity crowdfunding, including specific regulations on investment limits and disclosure requirements to ensure that small investors are protected from potential fraud.

West Virginia Uniform Securities Act

  • Read more about West Virginia Uniform Securities Act

Description: Regulates the sale of securities within the state, designed to prevent fraud and protect investors by ensuring proper registration and disclosure of securities.

Scope: This law requires the registration of securities and the brokers selling them, aiming to reduce risks for investors by ensuring compliance with state rules and regulations.

West Virginia Division of Financial Institutions

  • Read more about West Virginia Division of Financial Institutions

Overview:

Regulates securities and investment activities to protect investors

Address:

900 Pennsylvania Avenue suite 306, Charleston, WV 25302

Specific Regulations:

West Virginia Securities Act

Resources:

Investor education and protection resources

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