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New Mexico Uniform Securities Act (2005)

Description: Establishes a standardized framework for securities regulation in New Mexico, aligned with the broader national uniform securities laws, to provide clarity and consistency in regulatory practices.

Scope: The Act covers areas such as registration of securities, anti-fraud provisions, and the regulation of broker-dealers and investment advisers. It also provides the New Mexico Securities Division with the authority to investigate and enforce actions against violations.

Type
Law
JX
New Mexico

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