Description: Establishes the rules for the registration and regulation of investment advisers in the state, requiring them to follow fiduciary standards and provide transparent, ethical investment advice.

Scope: This law mandates investment advisers to register with the state and comply with reporting requirements. It aims to ensure advisers act in the best interest of their clients and operate transparently.

Description: Permits small businesses to raise capital through crowdfunding without requiring traditional securities registration, subject to certain limits on the amount that can be raised.

Scope: This exemption allows companies to offer securities to in-state investors via an online platform, providing a low-cost method for local businesses to fund their growth while maintaining regulatory oversight.

Description: Establishes a standardized framework for securities regulation in New Mexico, aligned with the broader national uniform securities laws, to provide clarity and consistency in regulatory practices.

Scope: The Act covers areas such as registration of securities, anti-fraud provisions, and the regulation of broker-dealers and investment advisers. It also provides the New Mexico Securities Division with the authority to investigate and enforce actions against violations.

Description: Governs the regulation of securities in New Mexico, providing protections for investors and enforcing regulations around the sale and distribution of securities within the state.

Scope: This Act requires securities to be registered with the state before they can be sold to investors, aiming to prevent fraud and deceptive practices. It also governs broker-dealer registration, investment adviser licensing, and the prosecution of fraud.