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Government Agencies

Georgia Secretary of State - Securities Division

  • Read more about Georgia Secretary of State - Securities Division

Overview:

Oversees Georgia’s securities laws and protects investors

Address:

214 State Capitol Atlanta, Georgia 30334

Specific Regulations:

Georgia Securities Act

Resources:

Investor education resources on protecting against fraud

Hawaii Department of Commerce and Consumer Affairs - Securities Enforcement Branch

  • Read more about Hawaii Department of Commerce and Consumer Affairs - Securities Enforcement Branch

Overview:

Regulates Hawaii’s securities industry and enforces investor protection laws

Address:

335 Merchant Street, Room 221, Honolulu, HI 96813

Specific Regulations:

Hawaii Securities Act

Resources:

Offers investor education on safe investments

Idaho Department of Finance

  • Read more about Idaho Department of Finance

Overview:

Regulates securities and protects Idaho investors

Address:

11341 West Chinden Blvd. Building 4, Floor 3 Boise, ID 83714

Specific Regulations:

Idaho Securities Act

Resources:

Offers resources for investors to avoid fraud

Illinois Department of Securities

  • Read more about Illinois Department of Securities

Overview:

Regulates the securities market and protects investors in Illinois

Address:

100 W. Randolph St., 9th Floor, Chicago, IL 60601

Specific Regulations:

Illinois Securities Law

Resources:

Provides information on securing investments and avoiding fraud

Indiana Securities Division

  • Read more about Indiana Securities Division

Overview:

Oversees securities laws in Indiana and protects investors

Address:

30 S. Meridian Street, Suite 200, Indianapolis, IN 46204

Specific Regulations:

Indiana Securities Act

Resources:

Investor education on avoiding financial scams

Iowa Division of Banking - Securities Bureau

  • Read more about Iowa Division of Banking - Securities Bureau

Overview:

Regulates securities and investment advisers to protect Iowa investors

Address:

200 East Grand Avenue, Suite 300, Des Moines, IA 50309

Specific Regulations:

Iowa Securities Act

Resources:

Resources for investors to avoid fraud and scams

Kansas Securities Commissioner

  • Read more about Kansas Securities Commissioner

Overview:

Enforces securities laws to protect investors in Kansas

Address:

1300 SW Arrowhead Road, Topeka, KS 66604

Specific Regulations:

Kansas Securities Act

Resources:

Investor education on safeguarding investments

Kentucky Department of Financial Institutions

  • Read more about Kentucky Department of Financial Institutions

Overview:

Regulates securities and investment activities to safeguard Kentucky residents

Address:

500 Mero St, Frankfort, KY 40601

Specific Regulations:

Kentucky Securities Act

Resources:

Provides educational resources for protecting investments

Louisiana Office of Financial Institutions

  • Read more about Louisiana Office of Financial Institutions

Overview:

Oversees securities laws and protects investors in Louisiana

Address:

8660 United Plaza Blvd, 2nd Floor, Baton Rouge, LA 70809

Specific Regulations:

Louisiana Securities Act

Resources:

Resources on securing investments and avoiding fraud

Maine Office of Securities

  • Read more about Maine Office of Securities

Overview:

Regulates securities and enforces investor protection laws in Maine

Address:

121 State House Station, Augusta, ME 04333

Specific Regulations:

Maine Uniform Securities Act

Resources:

Investor education on avoiding investment fraud

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