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Government Agencies

Maryland Securities Division

  • Read more about Maryland Securities Division

Overview:

Regulates securities industry in Maryland to protect investors

Address:

1100 North Eutaw Street, Baltimore, MD 21202

Specific Regulations:

Maryland Securities Act

Resources:

Provides educational materials for investors

Massachusetts Securities Division

  • Read more about Massachusetts Securities Division

Overview:

Oversees securities laws to protect investors in Massachusetts

Address:

One Ashburton Place, 17th Floor, Boston, MA 02108

Specific Regulations:

Massachusetts Securities Act

Resources:

Educational materials for investors and advisers

Michigan Department of Insurance and Financial Services (DIFS)

  • Read more about Michigan Department of Insurance and Financial Services (DIFS)

Overview:

Regulates financial services and securities markets to protect Michigan investors

Address:

530 W. Allegan Street, 7th Floor, Lansing, MI 48933

Specific Regulations:

Michigan Uniform Securities Act

Resources:

Investor resources to avoid financial fraud

Minnesota Department of Commerce

  • Read more about Minnesota Department of Commerce

Overview:

Enforces securities regulations to protect investors in Minnesota

Address:

85 7th Place E, Suite 280, St. Paul, MN 55101

Specific Regulations:

Minnesota Securities Act

Resources:

Investor education on protecting investments

Mississippi Secretary of State - Securities Division

  • Read more about Mississippi Secretary of State - Securities Division

Overview:

Protects Mississippi investors through securities regulation and enforcement

Address:

125 South Congress Street, Jackson, MS 39201

Specific Regulations:

Mississippi Securities Act

Resources:

Educational materials for avoiding fraud

Missouri Securities Division

  • Read more about Missouri Securities Division

Overview:

Regulates securities markets to protect Missouri investors

Address:

600 W. Main Street, Jefferson City, MO 65102

Specific Regulations:

Missouri Securities Act

Resources:

Provides investor education resources

Montana State Auditor's Office - Securities Division

  • Read more about Montana State Auditor's Office - Securities Division

Overview:

Enforces securities laws to protect investors in Montana

Address:

840 Helena Avenue, Helena, MT 59601

Specific Regulations:

Montana Securities Act

Resources:

Investor education materials on safe investment practices

Nebraska Department of Banking and Finance

  • Read more about Nebraska Department of Banking and Finance

Overview:

Oversees securities regulations in Nebraska to safeguard investors

Address:

1526 K Street #300, Lincoln, NE 68508

Specific Regulations:

Nebraska Securities Act

Resources:

Investor protection tips and resources

Nevada Secretary of State - Securities Division

  • Read more about Nevada Secretary of State - Securities Division

Overview:

Regulates securities and investment activities to protect investors in Nevada

Address:

101 North Carson Street, Suite 3, Carson City, NV 89701

Specific Regulations:

Nevada Securities Act

Resources:

Investor education on avoiding scams

New Hampshire Bureau of Securities Regulation

  • Read more about New Hampshire Bureau of Securities Regulation

Overview:

Enforces securities laws and protects investors in New Hampshire

Address:

25 Capitol Street, Concord, NH 03301

Specific Regulations:

New Hampshire Securities Act

Resources:

Investor protection materials and fraud prevention tips

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