New Jersey Bureau of Securities
Overview:
Regulates securities industry to protect investors in New Jersey
Specific Regulations:
New Jersey Securities Law
Resources:
Provides investor education and scam prevention tips
New Mexico Securities Division
Overview:
Oversees and enforces securities regulations in New Mexico
Address:
2550 Cerrillos Road 3rd Floor, Santa Fe, NM 87505
Specific Regulations:
New Mexico Securities Act
Resources:
Investor protection materials, fraud prevention tips
New York State Office of the Attorney General - Investor Protection Bureau
Overview:
Protects investors and enforces securities laws in New York
Address:
Office of the New York State Attorney General, The Capitol Albany NY 12224
Specific Regulations:
New York Securities Law
Resources:
Investor protection resources and guides
North Carolina Department of the Secretary of State - Securities Division
Overview:
Enforces securities laws and protects investors in North Carolina
Address:
2 S. Salisbury Street, Raleigh, NC 27601
Specific Regulations:
North Carolina Securities Act
Resources:
Investor protection tips, fraud prevention materials
North Dakota Securities Department
Overview:
Regulates securities to protect North Dakota investors
Address:
600 E. Boulevard Avenue, Bismarck, ND 58505
Specific Regulations:
North Dakota Securities Act
Resources:
Investor protection resources and fraud alerts
Ohio Division of Securities
Overview:
Regulates securities in Ohio to protect investors
Address:
77 South High Street, 22nd Floor, Columbus, OH 43215
Specific Regulations:
Ohio Securities Law
Resources:
Investor protection resources, fraud alerts
Oklahoma Department of Securities
Overview:
Protects investors by enforcing Oklahoma’s securities laws
Address:
204 North Robinson Avenue, Suite 400, Oklahoma City, Oklahoma 73102
Specific Regulations:
Oklahoma Securities Act
Resources:
Investor education materials, fraud prevention tips
Oregon Division of Financial Regulation
Overview:
Protects Oregonians by regulating financial services and securities
Address:
350 Winter Street NE Room 410, Salem, OR 97301
Specific Regulations:
Oregon Securities Law
Resources:
Investor education resources, scam alerts
Pennsylvania Department of Banking and Securities
Overview:
Oversees securities laws and financial regulations in Pennsylvania
Address:
17 N. Second Street, Harrisburg, PA 17101
Specific Regulations:
Pennsylvania Securities Act
Resources:
Investor protection resources, fraud alerts
Rhode Island Department of Business Regulation - Securities Division
Overview:
Regulates and enforces securities laws in Rhode Island
Address:
1511 Pontiac Avenue, Cranston, RI 02920
Specific Regulations:
Rhode Island Securities Act
Resources:
Investor protection materials, fraud prevention resources