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Government Agencies

South Carolina Securities Division

  • Read more about South Carolina Securities Division

Overview:

Regulates securities and protects investors in South Carolina

Address:

1000 Assembly Street, Room 519, Columbia, S.C. 29201

Specific Regulations:

South Carolina Securities Act

Resources:

Investor protection materials, alerts, education resources

South Dakota Division of Securities

  • Read more about South Dakota Division of Securities

Overview:

Enforces South Dakota’s securities laws to protect investors

Address:

124 S. Euclid Avenue, 2nd Floor - Pierre, SD 57501

Specific Regulations:

South Dakota Securities Act

Resources:

Investor education, alerts, and resources provided

Tennessee Department of Commerce & Insurance, Securities Division

  • Read more about Tennessee Department of Commerce & Insurance, Securities Division

Overview:

Regulates Tennessee’s securities industry and protects investors

Address:

500 James Robertson Parkway, Nashville, TN 37243

Specific Regulations:

Tennessee Securities Act

Resources:

Investor education materials, scam alerts

Texas State Securities Board

  • Read more about Texas State Securities Board

Overview:

Enforces Texas securities laws to safeguard investors

Address:

208 E. 10th Street, Austin, TX 78701

Specific Regulations:

Texas Securities Act

Resources:

Investor protection guides, fraud prevention resources

Utah Division of Securities

  • Read more about Utah Division of Securities

Overview:

Regulates securities activities in Utah to protect investors

Address:

160 East 300 South, Salt Lake City, UT 84111

Specific Regulations:

Utah Uniform Securities Act

Resources:

Investor resources, alerts, and education programs

Vermont Department of Financial Regulation

  • Read more about Vermont Department of Financial Regulation

Overview:

Protects investors and regulates securities activities in Vermont

Address:

89 Main Street, Montpelier, VT 05620

Specific Regulations:

Vermont Securities Act

Resources:

Investor protection alerts, fraud prevention resources

Virginia State Corporation Commission, Division of Securities and Retail Franchising

  • Read more about Virginia State Corporation Commission, Division of Securities and Retail Franchising

Overview:

Regulates securities, franchises, and retail in Virginia to protect investors

Address:

1300 E. Main Street, Richmond, VA 23219

Specific Regulations:

Virginia Securities Act

Resources:

Investor education, alerts, and resources

Washington State Department of Financial Institutions

  • Read more about Washington State Department of Financial Institutions

Overview:

Protects investors and enforces Washington’s securities laws

Address:

150 Israel Rd SW, Tumwater WA 98501

Specific Regulations:

Washington Securities Act

Resources:

Investor protection alerts and resources

West Virginia Division of Financial Institutions

  • Read more about West Virginia Division of Financial Institutions

Overview:

Regulates securities and investment activities to protect investors

Address:

900 Pennsylvania Avenue suite 306, Charleston, WV 25302

Specific Regulations:

West Virginia Securities Act

Resources:

Investor education and protection resources

Wisconsin Department of Financial Institutions

  • Read more about Wisconsin Department of Financial Institutions

Overview:

Regulates securities and protects investors in Wisconsin

Address:

4822 Madison Yards Way, North Tower, Madison, WI 53703

Specific Regulations:

Wisconsin Securities Law

Resources:

Investor education resources, alerts

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